Rhonda Davis

Rhonda Davis

Legal Counsel

Ms. Davis is a graduate of Louisiana Tech University in Ruston, Louisiana (1990) and Mississippi College School of Law in Jackson, Mississippi (1993). She has served as Chief Compliance Officer for a FINRA member broker-dealer and SEC registered investment adviser.

In 2009, Ms. Davis received the Certified Anti-Money Laundering Specialist (CAMS) credential through The Association of Certified Anti-Money Laundering Specialists (ACAMS). The CAMS credential is the gold standard in AML certifications and is recognized internationally by financial institutions, governments and regulators. In addition to the CAMS, Ms. Davis is a Certified Fraud Examiner (CFE). The CFE credential is granted through the Association of Certified Fraud Examiners and denotes expertise in the areas of fraud detection, prevention and deterrence. All of the listed certifications and licenses require annual continuing education